Operational Risks Applied to Investment Banking

Regulatory vision of Basel II
  • Fundamentals
  • Regulatory context
  • Definition of operational risk
  • Basic concepts
  • Methodology for capital allocation
  • Devices to manage operational risk
  • Strategies and policies
  • Organisation and systems
  • Implementing operational risk management
  • Identification of the process
  • Mapping and associated risks within the process
  • Measurement of the exposure to risks
  • Monitoring and reporting risks
Operational vision
  • General principles
  • Internal control
  • Global administration processes
  • Signs to monitor
  • Practical workshop
  • Case studies of different financial products
  • Indicators
  • Practical lessons to learn:
  • Organisation
  • Management
  • Monitoring indicators
  • How to react
  • Practical workshop
  • Examples of rogue trading
  • Constants and signs to monitor
Security, behavior and crisis management
  • Business Continuity Plan
  • Challenges
  • Process
  • Information security
  • Definitions and concepts
  • Threats
  • Tendencies
  • What to do and what not to do
  • Crisis management
  • Essential behavioural points
  • Risk management
  • Practical workshop
  • Case studies

  • Understand the roles and responsibilities of internal and external stakeholders
  • Know all the regulatory requirements
  • Master the daily monitoring of operational risk (Basel II…) and control procedures
  • Master the calculation of capital requirement and the different models to do so
  • In-depth presentation of the regulatory environment
  • Seminar based on numerous real-life case studies
  • No pre-requisites to take this seminar
  • Back office / Middle office
  • Internal control / Audit
  • IT
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